Our regulatory reporting solutions
How does SGSS support its clients in meeting their regulatory obligations?
In response to requests from the supervisory authorities (the Autorité des Marchés Financiers in particular), fund managers must provide a certain number of regulatory reports on a wide range of subjects.
To help its clients, SGSS supports them from the inception of the fund and offers a wide range of regulatory reports enabling them comply with their obligations.
Overview
SGSS offers a wide range of services covering all regulatory requirements:
Central Bank statistics: reporting to central banks of a complete and exhaustive view of portfolios.
PRIIPS Key Information Document (KID): fund information for unitholders.
MIFID II / EMT (European MIFID Template) report which standardises information on the target market and costs between product manufacturers and distributors.
Annual reports and brochures: consolidated financial statements of the fund for the AMF and investors. As an option, there is the possibility to obtain SFTR (Securities Financing Transactions Regulation) and Efficient Portfolio Management (EPM) techniques and instruments reports.
AIFMD: consolidation statements for positions including derivatives.
Solvency II: composition of the portfolio and calculation of the liquidity coverage ratio for all funds distributed by insurers.
SFDR: production of the periodic SFDR report and the EET report (European ESG Template) which provide information on sustainable and responsible investments to help investors assess the environmental, social and governance (ESG) risks associated with their investments.
Key features and benefits
SGSS allows you to fully outsource your regulatory reports and focus on your core business, by taking care of:
The collection, control, aggregation of data, and necessary calculations: SGSS has the tools and connectivity to collect data from its clients' market suppliers or systems, and to identify or correct inaccurate or incorrect records.
A fund transparency service: SGSS connects with the systems of the asset managers with which their clients' funds invest and imports the underlying assets in order to create a basic, transparent portfolio.
Supporting its clients through a dedicated team of experts in the area of regulatory reporting, including financial reporting.
The right information and explanation of any changes, new regulations, thanks to its public affairs team in direct contact with the market and the standards authorities.